- CETFA response to the CSA Consultation Paper 25-402 - SRO Framework
Oct 26th, 2020
CETFA believes that it will be beneficial to the public to merge the IIROC and the MFDA to reduce regulatory requirements, avoid duplication of efforts, reduce costs and most importantly, result in a better investor experience.
- CETFA's Submission - Modernizing Ontario's Capital Markets
Sep 6th, 2020
CETFA responded to the Government of Ontario in order to provide comments and certain proposed changes that we believe would help modernize Ontario's capital markets with respect to exchange-traded funds.
- CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts
Mar 9th, 2016
CETFA agrees with the substance and purpose of the Proposed Amendments, and generally supports the key changes made to the earlier version of the proposed methodology that was published on December 12, 2013.
- Ontario Government Expert Panel on Financial Planning - CETFA's Response
Sep 30th, 2015
- CETFA comments on MFDA's Consultation Document for Procificiency Standards for ETFs
Sep 21st, 2015
- CETFA Comments on the CSA's Proposed Disclosure Document for ETFs
Sep 21st, 2015
- CETFA makes a submission to IIROC on their Proficiency Consultation Paper
Nov 14th, 2014
CETFA makes a submission to IIROC on their Consultation Paper, Proficiency Assurance: The Next Phase Consultation Relating to Expiry of CSI Contract.
- CETFA agrees with the Cooperative Capital Markets Regulatory System
Oct 4th, 2013
The CETFA supports the recently announced cooperative capital markets regulatory system.
- IOSCO - Principles for the Regulation of Exchange Traded Funds - Final Report
Jun 24th, 2013
IOSCO published the final report on Principles for the Regulation of Exchange Traded Funds containing nine principles intended to guide the regulation of ETFs.
- CETFA Submission - IOSCO Consultation Report: Principles for the Regulation of Exchange Traded Funds
Jun 27th, 2012
The CETFA made a submission to IOSCO in response to their consultation report CETFA Submission - IOSCO Consultation Report: Principles for the Regulation of Exchange Traded Funds. The final report will be released by IOSCO in the fall of 2012.
- Submission to the CSA
Sep 23rd, 2011
Cost Disclosure and Performance Reporting of Investment Funds in the Proposed Amendments to NI 31-103 Registration Requirements and Exemptions